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August 1939 QST Article

## August 1939 QSTThese articles are scanned and OCRed from old editions of the ARRL's QST magazine. Here is a list of the QST articles I have already posted. All copyrights are hereby acknowledged. |

By Daniel E. Noble, W1CAS

Fig. 1 - Illustrating amplitude and frequency modulation. A, the motor-driven alternator used as an example; B, output with constant field and constant speed (sine wave); C, output with constant speed and variable field (amplitude modulation); D, constant amplitude and variable speed (frequency modulation). Fig. 2 - Vector Diagram of phase modulation. The modulator vector reverses, producing a resultant Θ degrees ahead or behind the carrier vector. This is equivalent to a sudden change in the time axis, with the result that the frequency changes. The vector will oscillate back and forth between A and B at the modulating frequency. The more rapid the oscillation the faster the change in the time axis, therefore the greater the frequency deviation produced. |

Every amateur knows what frequency modulation is - it's something in his transmitter operation that he doesn't want! To make the picture a little more exact, we shall make use of a pure sine wave alternator. A pure sine wave is a single-frequency wave; that is, no side bands and no harmonics will be associated with it. A perfect frequency meter could locate only one frequency with such a wave. If our alternator is the usual motor-driven type with an external field supply, we can vary the voltage output of the alternator by varying the field current. Let's vary the field current slowly up and down and observe the result. First, the output voltage of the alternator will increase and decrease, and we have a condition commonly referred to as amplitude modulation. See Fig. 1 (A, B, and C). Second, the output wave is no longer a pure sine wave, and if we examine the wave with our perfect frequency meter we shall find several frequencies present, because only the pure sine wave will be limited to a single frequency. So much for amplitude modulation.

Now regulate the field supply so that the amplitude of the alternator output will not change while the driving motor is made to speed up and slow down. The frequency of the alternator will be determined by the speed of the motor; if we speed up the motor the output frequency will increase, and it will decrease when the motor slows down. Assuming that the amplitude of the output remains constant, we have produced a frequency-modulated wave by the simple process of speeding up and slowing down the motor. What has happened to the wave? First, obviously the wave is no longer a pure sine wave, since the frequency is changing. Second, since the wave is not a pure sine wave, several frequencies will be present (theoretically, an infinite number). When we neglect inertia and speed up and slow down the motor in such a way that the change in speed is at the rate of ten cycles per second, and the cycles are perfect sine-wave cycles, we will produce a frequency series for a 1000-cycle generator something like this: . . . 1000 - 30, 1000 - 20, 1000 - 10, 1000, 1000 + 10, 1000 + 20, 1000 + 30 . . . and so on to an infinite number of side bands. Although frequency modulation will produce a composite wave made up of the carrier, plus and minus a regular harmonic series of the modulating-signal frequency and the carrier, we are fortunate in the fact that the amplitudes of the side bands decrease rapidly as the signal harmonic number increases.

To go back to our motor-generator again, the motor was speeded up and slowed down to produce our frequency modulation but we didn't say how much we speeded it up or how much we slowed it down. We can change the motor speed so that the frequency will vary instantaneously as follows: 1000 --> 1025 --> 1000 --> 975 --> 1000 cycles, and make the entire excursion in one-tenth of a second for a modulating frequency of ten cycles per second. Or we can go 1000 -->1050 --> 1000 --> 950 --> 1000 in one-tenth of a second for a 10-cycle modulation frequency. The difference is found in the more extended change in frequency in the second case. This change is called the "deviation." For the first case the deviation is 25 cycles and for the second, 50 cycles. Deviation is then the maximum instantaneous change in frequency. Just to increase the confusion, we might add that we can't find the deviation with the frequency meter since no continuous spectrum is produced but, rather, we produce discrete side bands which may be detected and their physical existence made evident by means of our frequency meter. These side bands may be found far beyond the limits of the deviation. We might define the maximum instantaneous frequency for our special case as the frequency we would get from our alternator if we held the speed constant when the maximum speed was reached. We do not actually produce such a maximum frequency because the speed does not remain constant. All this leads to conclusion that we can expect the band-width of the frequency modulated wave to be greater than twice the deviation.

Fig. 3 - A practicable frequency-modulator circuit, after Weir. The oscillator is frequency-modulated by the a.f.c. tube (modulator) which causes a frequency deviation in proportion to the amplitude of the audio voltage. A small part of the output signal is fed to the converter tube, which is heterodyned by a stable crystal oscillator to give a beat frequency at 1500 kc. The i.f. output operates the rectifier (discriminator) and by providing the modulator with a d.c. bias which varies when the mean oscillator frequency tends to change (a.f.c. action) maintains the carrier frequency constant. Deviations of approximately 30 to 40 kc. may be obtained in the region of 20 Mc. using a 6L6 modulator and 6F6 oscillator. The stability of the system will be determined by the discriminator circuit stability.

A frequency-modulated wave may be produced much more readily with vacuum tube equipment than with rotating machinery. Rotating a condenser back and forth to change the capacity in an oscillator circuit will produce a frequency-modulated wave. Placing a condenser microphone in an oscillator circuit in such a way that changes in the microphone capacity will influence the frequency of the oscillator is an obvious means of producing a modulated wave. The circuit used in automatic frequency control systems is an excellent frequency-modulation system.

Fig. 4 - Essentials of a superheat receiver suitable for frequency-modulated signals. Fig 5. - Elementary detector circuit for frequency-modulated waves. CD is tuned to the lower extremity of useful side bands, AB to the upper extremity. The voltage appearing across either circuit is determined by the amplitude of the audio modulating voltage. A hybrid wave appears across each circuit. Rectification recovers the audio component. |

A system of modulation suggested by Murray C. Crosby and developed by Irving R. Weir makes use of the automatic frequency control variable oscillator for modulating the frequency, and of the a.f.c. discriminator circuit for stabilizing the oscillator carrier. Fig. 3 illustrates the type of circuit used. The modulator tube injects 90° out-of-phase current into the oscillator tank circuit. The effect of changing the modulator injector current is comparable to changing the tank capacity in the oscillator circuit. The stabilizing circuit functions in the usual a.f.c. manner.

A simple circuit of the type shown in Fig. 7 also will act as a frequency detector. The carrier is tuned in on one side of the resonance curve. A steady-state r.f. voltage will result from the unmodulated carrier, and modulation will produce instantaneous frequency changes. Taking A as the operating point, any change corresponding to an increase in frequency of the signal will increase the amplitude of the voltage across the parallel-resonant circuit, and an equivalent decrease in frequency will decrease the voltage across the circuit. Therefore, since the modulation produces magnitudes of frequency change or deviation corresponding to the amplitude of the audio modulating signal, and since the rate at which the changes or deviations take place corresponds to the frequency of the audio signal, the voltage appearing across the parallel-resonant circuit will be amplitude-modulated. Frequency modulation will also be present but we are no longer interested in that. Rectification will recover the audio signal. Any receiver of the usual type can be made to receive frequency- modulated signals after a fashion by detuning slightly, but the reader is assured that the "fashion" is not very satisfactory.

Remarkable results in the suppression of noise and interference are possible with the frequency modulation system. Since the limiter wipes off all amplitude variations, noise of this type must appear as frequency modulation produced by the phase shift resulting from the combination of the signal and noise voltages. For the case where the peak noise amplitude is half the signal amplitude and the phase relation between signal and noise is ninety degrees, the maximum phase shift would be approximately 26.5°. Very little frequency modulation will be produced if this phase shift is the result of noise modulated by a low-frequency audio component, but the frequency modulation will increase directly with the frequency of the audio noise component. The receiver will display greatest susceptibility to noise frequencies above audibility. Logical design of the receiver would call for a sharp cut-off of the audio amplifier response or, better still, a falling high-frequency characteristic which will reduce the hiss response. A simple predistortion network at the transmitter will present a compensating rising high-frequency response so that the overall response of the system is flat. This is the arrangement used in the stations now on the air.

The very remarkable effect of the limiter action upon the suppression of interference has been demonstrated by Weir.

Mathematically the action of the limiter is rather complicated, but the results of the limiter action are an overall effect of cutting the amplitude of the received voltage in such a way that the strong signal component dominates while the weak signal is suppressed. In other words, the strong signal will always take control of the receiver. The frequency-modulation system permits

While this gain in equivalent power is due in part to the limiter action it is also the result of the very interesting effect which makes the magnitude of the recovered power at the receiver a function of the modulation deviation. If a deviation of 50 kc. produces voltage A at the receiver, then a deviation of 100 kc. will produce a voltage two times A at the receiver. Here the received voltage has been doubled without changing the carrier power at the transmitter. In the amplitude case the peak carrier power must increase four times when the modulation changes from zero to 100 per cent. Since without the power change the received voltage increases for the frequency-modulated system with an increase in deviation, it follows that the advantage of the system over the amplitude system will increase as the deviation is increased. The practicable limits must be determined by available channel width. The Federal Communications Commission has assigned 200-kc. channels for the broadcast stations now in operation. For this channel width the deviation will probably be restricted to 80 kc. or less. Present standards seem to point to a modulation index (that is: ratio of deviation to audio frequency) of 80,000/15,000' or approximately 5.3.

Necessarily this is a very sketchy account of Major Armstrong's invention. The writer hopes that it may serve as an introduction to the subject, and for those who are interested in the more detailed and technical aspects a carefully selected bibliography is appended.

1: The term "phase modulation" is something of a pain. Actually there are as many types of frequency modulation

as there may be functions of X. Phase modulation is one type. The type referred to as "pure" frequency modulation

is the unadulterated, holy, sweet, etc. variety in which the deviation produced is a linear function of the modulating

signal amplitude only. "Phase modulation" is still "frequency modulation."

2: I.R. Weir, "Field Tests and Amplitude Modulation with Ultra-High-Frequency Waves," Part I. General Electric Review,

may 1939.

1. Carson, John R. "Notes on the Theory of Modulation," Proceedings IRE, Vol. 10, No.1, February, 1922. First paper in which the frequency-modulated wave is analyzed mathematically and the required "band width" determined.

2. Armstrong, Edwin H. "A Method of Reducing Disturbances in Radio Signaling by a System of Frequency Modulation." Proc. I.R.E., Vol. 24, No.5, May, 1936. Undoubtedly the classical paper in the field. The first published account of the wide-band frequency modulation system.

3. Crosby, Murray C. "Frequency Modulation Noise Characteristics." Proc. I.R.E., Vol. 25, No.4, April, 1937. Mathematical treatment and experimental verification of wide-band frequency modulation vs. amplitude noise suppression.

4. Roder, Hans. "Frequency Modulation." Electronics, Vol. 10, No.5, May, 1937. Mathematical analysis of validity of noise-suppression effect in wide-band frequency modulation.

5. Carson, John R. and Fry, Thornton C. "Variable Frequency Electric Circuit Theory with Application to the Theory of Frequency Modulation." Bell System Technical Journal, Vol. 16, No.4. Fundamental formulas for variable frequency electric circuit theory are developed. Transmission, reception and detection of frequency modulated waves are studied analytically.

6. Roder, Hans. "Tuned Circuits and a Frequency Modulated Signal." Proc. I.R.E., Vol. 25, No. 12, Mathematical treatment of tuned circuits.

7. Weir, I. R. "Field Tests of Frequency-and-Amplitude-Modulation with Ultra-High-Frequency Waves." General Electric Review, May, 1939, Part I; June, 1939, Part II. A very important paper of interest to both the technical and non-technical readers. Describes a simplified transmitter.

8. Day, John R . "A Receiver for Frequency Modulation." Electronics, June, 1939. The first published constructional data for a seven-tube frequency-modulation receiver.

Posted 5/30/2013