Module 11—Microwave Principles
Pages i - ix
1-1 to 1-10
, 1-11 to 1-20
1-21 to 1-30
, 1-31 to 1-40
1-41 to 1-50
, 1-51 to 1-60
1-61 to 1-68
, 2-1 to 2-10
2-11 to 2-20
21 to 2-30
2-31 to 2-40
, 2-41 to 2-50
2-51 to 2-60
, 2-61 to 2-66
3-1 to 3-10
, 3-11 to 3-20
AI-1 to AI-6
, Index-1 to Index-2
Assignment 1 - 1-8
Assignment 2 - 9-16
The output of a
magnetron is reduced by the bombardment of the filament by electrons which travel in loops, shown in figure 2-22,
views (B) and (C). This action causes an increase of filament temperature under conditions of a strong magnetic
field and high plate voltage and sometimes results in unstable operation of the tube. The effects of filament
bombardment can be reduced by operating the filament at a reduced voltage. In some cases, the plate voltage and
field strength are also reduced to prevent destructive filament bombardment.
MAGNETRON.—In the electron-resonance magnetron, the plate is constructed to resonate and function as a
tank circuit. Thus, the magnetron has no external tuned circuits. Power is delivered directly from the tube
through transmission lines, as shown in figure 2-25. The constants and operating conditions of the tube are such
that the electron paths are somewhat different from those in figure 2-24. Instead of closed spirals or loops, the
path is a curve having a series of sharp points, as illustrated in figure 2-26. Ordinarily, this type of magnetron
has more than two segments in the plate. For example, figure 2-26 illustrates an eight-segment plate.
Figure 2-25.—Plate tank circuit of a magnetron.
Figure 2-26.—Electron path in an electron-resonance magnetron.
The electron-resonance magnetron is the most widely used for microwave frequencies because it has
reasonably high efficiency and relatively high output. The average power of the electron-resonance magnetron is
limited by the amount of cathode emission, and the peak power is limited by the maximum voltage rating of the tube
components. Three common types of anode blocks used in electron-resonance magnetrons are shown in figure 2-27.
Figure 2-27.—Common types of anode blocks.
The anode block shown in figure 2-27, view (A), has cylindrical cavities and is called a HOLE- AND-SLOT
ANODE. The anode block in view (B) is called the VANE ANODE which has trapezoidal cavities. The first two anode
blocks operate in such a way that alternate segments must be connected, or strapped, so that each segment is
opposite in polarity to the segment on either side, as shown in figure 2-
28. This also requires an even number
Figure 2-28.—Strapping alternate segments.
The anode block illustrated in figure 2-27, view (C), is called a RISING-SUN BLOCK. The alternate large
and small trapezoidal cavities in this block result in a stable frequency between the resonant frequencies of the
large and small cavities.
Figure 2-29A, shows the physical relationships of the resonant cavities contained in
the hole-and-slot anode (figure 2-27, view (A)). This will be used when analyzing the operation of the
Figure 2-29A.—Equivalent circuit of a hole-and-slot cavity.
Figure 2-29B.—Equivalent circuit of a hole-and-slot cavity.
Electrical Equivalent.—Notice in figure 2-29A, that the cavity consists of a cylindrical hole in the
copper anode and a slot which connects the cavity to the interaction space.
The equivalent electrical circuit of the hole and slot is shown in figure 2-29B. The parallel sides of the
slot form the plates of a capacitor while the walls of the hole act as an inductor. The hole and slot thus form a
high-Q, resonant LC circuit. As shown in figure 2-27, the anode of a magnetron has a number of these cavities.
An analysis of the anodes in the hole-and-slot block reveals that the LC tanks of each cavity are in series
(assuming the straps have been removed), as shown in figure 2-30. However, an analysis of the anode block after
alternate segments have been strapped reveals that the cavities are connected in parallel because of the
strapping. Figure 2-31 shows the equivalent circuit of a strapped anode.
Figure 2-30.—Cavities connected in series.
Figure 2-31.—Cavities in parallel because of strapping.
Electric Field.—The electric field in the electron-resonance oscillator is a product of ac and dc
fields. The dc field extends radially from adjacent anode segments to the cathode, as shown in figure 2-
The ac fields, extending between adjacent segments, are shown at an instant of maximum magnitude of one
alternation of the RF oscillations occurring in the cavities.
Figure 2-32.—Probable electron paths in an electron-resonance magnetron oscillator.
The strong dc field going from anode to cathode is created by a large, negative dc voltage pulse applied
to the cathode. This strong dc field causes electrons to accelerate toward the plate after they have been emitted
from the cathode. Recall that an electron moving against an E field is accelerated by the field and takes energy
from the field. Also, an electron gives up energy to a field and slows down if it is moving in the same direction
as the field (positive to negative). Oscillations are sustained in a magnetron because as electrons pass through
the ac and dc fields, they gain energy from the dc field and give up energy to the ac field. The electrons that
give up energy to the ac field are called WORKING ELECTRONS. However, not all of the electrons give up energy to
the ac field. Some electrons take energy from the ac field, which is an undesirable action.
2-32, consider electron Q1, which is shown entering the field around the slot entrance to cavity A. The clockwise
rotation of the electron path is caused by the interaction of the magnetic field around the moving electron with
the permanent magnetic field. The permanent magnetic field is assumed to be going into the paper in figure 2-32
(the action of an electron moving in an H field was explained
earlier). Notice that electron Q1 is moving against the ac field around cavity A. The electron takes
energy from the ac field and then accelerates, turning more sharply when its velocity increases. Thus, electron Q1
turns back toward the cathode. When it strikes the cathode, it gives up the energy it received from the ac field.
This bombardment also forces more electrons to leave the cathode and accelerate toward the anode. Electron Q2 is
slowed down by the field around cavity B and gives up some of its energy to the ac field. Since electron Q2 loses
velocity, the deflective force exerted by the H field is reduced. The electron path then deviates to the left in
the direction of the anode, rather than returning to the cathode as did electron Q1.
The cathode to anode
potential and the magnetic field strength determine the amount of time for electron Q2 to travel from a position
in front of cavity B to a position in front of cavity C. Cavity C is equal to approximately 1/2 cycle of the RF
oscillations of the cavities. When electron Q2 reaches a position in front of cavity C, the ac field of cavity C
is reversed from that shown. Therefore, electron Q2 gives up energy to the ac field of cavity C and slows down
even more. Electron Q2 actually gives up energy to each cavity as it passes and eventually reaches the anode when
its energy is expended. Thus, electron Q2 has helped sustain oscillations because it has taken energy from the dc
field and given it to the ac field. Electron Q1, which took energy from the ac field around cavity A, did little
harm because it immediately returned to the cathode.
The cumulative action of many electrons returning to
the cathode while others are moving toward the anode forms a pattern resembling the moving spokes of a wheel known
as a SPACE-CHARGE WHEEL, as indicated in figure 2-33. Electrons in the spokes of the wheel are the working
The space-charge wheel rotates about the cathode at an angular velocity of 2 poles (anode
segments) per cycle of the ac field. This phase relationship enables the concentration of electrons to
continuously deliver energy to sustain the RF oscillations. Electrons emitted from the area of the cathode between
the spokes are quickly returned to the cathode.
In figure 2-33 the alternate segments between cavities are
assumed to be at the same potential at the same instant. An ac field is assumed to exist across each individual
cavity. This mode of operation is called the PI MODE, since adjacent segments of the anode have a phase difference
of 180 degrees, or one-pi radian. Several other modes of oscillation are possible, but a magnetron operating in
the pi mode has greater power and output and is the most commonly used.
Figure 2-33.—Rotating space-charge wheel in an eight-cavity magnetron.
An even number of cavities, usually six or eight, are used and alternate segments are strapped to
ensure that they have identical polarities. The frequency of the pi mode is separated from the frequency of the
other modes by strapping.
For the pi mode, all parts of each strapping ring are at the same potential; but
the two rings have alternately opposing potentials, as shown in figure 2-34. Stray capacitance between the rings
adds capacitive loading to the resonant mode. For other modes, however, a phase difference exists between the
successive segments connected to a given strapping ring which causes current to flow in the straps.
Figure 2-34.—Alternate segments connected by strapping rings.
The straps contain inductance, and an inductive shunt is placed in parallel with the equivalent circuit.
This lowers the inductance and increases the frequency at modes other than the pi mode.
Q-38. What is
the primary difference in construction between the basic magnetron and the negative- resistance magnetron?
Q-39. What starts the oscillations in a negative-resistance magnetron?
Q-40. Why is the
negative-resistance magnetron often operated with reduced filament voltage? Q-41. What type of electron-resonance
anode block does not require strapping?
Q-42. Without strapping, the resonant cavities of a
hole-and-slot anode are connected in what manner?
Q-43. What are the electrons called that give up
energy to the ac field in a magnetron?
COUPLING METHODS.—Energy (RF) can be removed from a magnetron by means of a COUPLING
LOOP. At frequencies lower than 10,000 megahertz, the coupling loop is made by bending the inner conductor of a
coaxial cable into a loop. The loop is then soldered to the end of the outer conductor so that it projects into
the cavity, as shown in figure 2-35A. Locating the loop at the end of the cavity, as shown in figure 2-35B, causes
the magnetron to obtain sufficient pickup at higher frequencies.
Figure 2-35A.—Magnetron coupling methods.
Figure 2-35B.—Magnetron coupling methods.
The SEGMENT-FED LOOP METHOD is shown in figure 2-35C. The loop intercepts the magnetic lines passing
between cavities. The STRAP-FED LOOP METHOD (figure 2-35D), intercepts the energy between the strap and the
segment. On the output side, the coaxial line feeds another coaxial line directly or feeds a waveguide through a
choke joint. The vacuum seal at the inner conductor helps to support the line. APERTURE, OR SLOT, COUPLING is
illustrated in figure 2-35E. Energy is coupled directly to a waveguide through an iris.
Figure 2-35C.—Magnetron coupling methods.
Figure 2-35D.—Magnetron coupling methods.
Figure 2-35E.—Magnetron coupling methods.
MAGNETRON TUNING.—A tunable magnetron permits the system to be operated at a precise
frequency anywhere within a band of frequencies, as determined by magnetron characteristics. The resonant
frequency of a magnetron may be changed by varying the inductance or capacitance of the resonant cavities. In
figure 2-36, an inductive tuning element is inserted into the hole portion of the hole-and-slot cavities. It
changes the inductance of the resonant circuits by altering the ratio of surface area to cavity volume in a
high-current region. The type of tuner illustrated in figure 2-36 is called a SPROCKET TUNER or CROWN-OF-THORNS
TUNER. All of its tuning elements are attached to a frame which is positioned by a flexible bellows arrangement.
The insertion of the tuning elements into each anode hole decreases the inductance of the cavity and therefore
increases the resonant frequency. One of the limitations of inductive tuning is that it lowers the unloaded Q of
the cavities and therefore reduces the efficiency of the tube.
Figure 2-36.—Inductive magnetron tuning.
The insertion of an element (ring) into the cavity slot, as shown in figure 2-37, increases the slot
capacitance and decreases the resonant frequency. Because the gap is narrowed in width, the breakdown voltage is
lowered. Therefore, capacitively tuned magnetrons must be operated with low voltages and at low-power outputs. The
type of capacitive tuner illustrated in figure 2-37 is called a COOKIE-CUTTER TUNER. It consists of a metal ring
inserted between the two rings of a double-strapped magnetron, which serves to increase the strap capacitance.
Because of the mechanical and voltage breakdown problems associated with the cookie-cutter tuner, it is more
suitable for use at longer wavelengths. Both the capacitance and inductance tuners described are symmetrical; that
is, each cavity is affected in the same manner, and the pi mode is preserved.
Figure 2-37.—Capacitive magnetron tuning.
A 10-percent frequency range may be obtained with either of the two tuning methods described above.
Also, the two tuning methods may be used in combination to cover a larger tuning range than is possible with
either one alone.
ARCING IN MAGNETRONS.—During initial operation a high-powered magnetron
arcs from cathode to plate and must be properly BROKEN IN or BAKED IN. Actually, arcing in magnetrons is very
common. It occurs with a new tube or following long periods of idleness.
One of the prime causes of arcing
is the release of gas from tube elements during idle periods. Arcing may also be caused by the presence of sharp
surfaces within the tube, mode shifting, and by drawing excessive current. While the cathode can withstand
considerable arcing for short periods of time, continued arcing will shorten the life of the magnetron and may
destroy it entirely. Therefore, each time excessive arcing occurs, the tube must be baked in again until the
arcing ceases and the tube is stabilized.
The baking-in procedure is relatively simple. Magnetron voltage is raised from a low value until arcing
occurs several times a second. The voltage is left at that value until arcing dies out. Then the voltage is raised
further until arcing again occurs and is left at that value until the arcing again ceases. Whenever the arcing
becomes very violent and resembles a continuous arc, the applied voltage is excessive and should be reduced to
permit the magnetron to recover. When normal rated voltage is reached and the magnetron remains stable at the
rated current, the baking-in is complete. A good maintenance practice is to bake-in magnetrons left idle in the
equipment or those used as spares when long periods of nonoperating time have accumulated.
information is general in nature. The recommended times and procedures in the technical manuals for the equipment
should be followed when baking-in a specific type magnetron.
The Crossed-Field Amplifier
The CROSSED-FIELD AMPLIFIER (CFA), commonly known as an AMPLITRON and sometimes
referred to as a PLATINOTRON, is a broadband microwave amplifier that can also be used as an oscillator. The cfa
is similar in operation to the magnetron and is capable of providing relatively large amounts of power with high
efficiency. The bandwidth of the CFA, at any given instant, is approximately plus or minus 5 percent of the rated
center frequency. Any incoming signals within this bandwidth are amplified. Peak power levels of many megawatts
and average power levels of tens of kilowatts average are, with efficiency ratings in excess of 70 percent,
possible with crossed-field amplifiers.
Because of the desirable characteristics of wide bandwidth, high
efficiency, and the ability to handle large amounts of power, the CFA is used in many applications in microwave
electronic systems. This high efficiency has made the CFA useful for space-telemetry applications, and the high
power and stability have made it useful in high-energy, linear atomic accelerators. When used as the intermediate
or final stage in high-power radar systems, all of the advantages of the CFA are used.
Since the CFA operates in a manner so similar to the magnetron, the detailed theory is not presented in
this module. Detailed information of CFA operation is available in NAVSHIPS 0967-443-2230, Handling, Installation
and Operation of Crossed-Field Amplifiers. As mentioned earlier, crossed-field amplifiers are commonly called
Amplitrons. You should note, however, that Amplitron is a trademark of the Raytheon Manufacturing Company for the
Raytheon line of crossed-field amplifiers. An illustration of a crossed- field amplifier is shown in figure 2-38.
Introduction to Matter, Energy, and Direct Current,
to Alternating Current and Transformers, Introduction to Circuit Protection,
Control, and Measurement
, Introduction to Electrical Conductors, Wiring Techniques,
and Schematic Reading
, Introduction to Generators and Motors
Introduction to Electronic Emission, Tubes, and Power Supplies,
Introduction to Solid-State Devices and Power Supplies
Introduction to Amplifiers, Introduction to
Wave-Generation and Wave-Shaping Circuits
, Introduction to Wave Propagation, Transmission
Lines, and Antennas
, Microwave Principles,
, Introduction to Number Systems and Logic Circuits, Introduction
to Microelectronics, Principles of Synchros, Servos, and Gyros
Introduction to Test Equipment
, Radar Principles,
The Technician's Handbook,
Master Glossary, Test Methods and Practices,
Introduction to Digital Computers,
Magnetic Recording, Introduction to Fiber Optics